Securities are offered through First Southwest Company, member NASD and SIPC.
Policies and Disclosures
- Privacy Policy
- Margin Disclosure (PDF Download)
- Order Routing Information
- Liberty Partners Financial Services, LLC Business Continuity Plan
Liberty Partners Financial Services Home Office Contact Info
Liberty Partners Financial Services, LLC
4540 California Avenue Suite 530
Bakersfield, CA 93309
Home Office Phone (661) 631-0103
Home Office Fax (661) 631-0905
Colorado operations center phone (970)-266-1356
Privacy Policy Disclosure of Liberty Partners Financial Services, LLC
Dear Client:
As a current customer of Liberty Partners Financial Services, LLC, we take this opportunity to both thank you and share with you the importance in which we hold the privacy and confidentiality of your securities and personal information.
Liberty Partners Financial Services, LLC, as a member of the National Association of Securities Dealers, has been and continues to be subject to federal and state privacy laws regarding the collection and exchange of your securities account information.
Working with you, Liberty Partners Financial Services, LLC gathers the necessary information from you to comply with all Federal and State securities laws. We collect nonpublic personal information about you from the following sources:
- Information we receive from you on applications or other forms;
- Information about your transactions with us.
- Information we receive from a consumer-reporting agency.
In doing so, Liberty Partners Financial Services, LLC exchanges such information only with our NASD registered clearing firm: First Southwest Company; or with any other vendor of securities products with whom, at your request, we place your assets. First Southwest Company and these other securities product vendors are similarly obligated under state and federal privacy laws and have in place the appropriate procedures to keep all treatments and exchanges of your information within the requirements of these laws.
We may disclose the following kinds of nonpublic personal information about you to First Soutwest Company and these other securities product vendors:
- Information we receive from you on applications or other forms, such as your name, address, social security number, assets, income, and beneficiary information;
- Information about your transactions with our affiliates others or us.
- Information we receive from a consumer-reporting agency, such as your creditworthiness and credit history.
We will also, on occasion, share public and non-public information about you and your transactions with Federal or State regulators as well as Securities Industry Self-Regulatory organizations. These disclosures may be made during routine audits or pursuant to special requests of any Federal, State or Self-Regulatory organization.
We will never discuss, show, or otherwise transmit any of your public and non-public information to any third party or marketing organization.
We know that you have other choices when it comes to financial services. That is why we at Liberty Partners Financial Services, LLC appreciate your decision to place your financial service needs with us. We value you and your business and look forward to a continuing client relationship with you. Liberty Partners Financial Services, LLC wants to earn your partnership to explore your financial service needs, determine the various placement options that may respond to these needs and over time build the type of financial service portfolio you need to secure your family needs and assets.
Should you have any questions, please do not hesitate to call me.
Sincerely,
Jeffery A Fanning
CFO/CCO
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Business Continuity Plan (BCP) of Liberty Partners Financial Services. LLC
I. Emergency Contact Persons
Our firm s two emergency contact persons are: Kenneth W. Billingsley, 661-631-0103 or 661-342-1132, kbillingsly@libertypfs.com; Jeffery A Fanning, 623-388-6844 or 623-451-1203; jfanning@libertypfs.com. These names will be updated in the event of a material change, and our Executive Representative will review them within 17 business days of the end of each quarter.
Rule: NASD Rule 3520.
Please contact us for a complete business continuity plan.
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